Charles Cullom Davis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Cullom Davis, a licensed former licensee with CE reference BMU960. This person has 6.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-07 | 2024-06-28 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-07 | 2024-06-28 |