Ruosi (SFC:BMT472) Wang
王若思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruosi (SFC:BMT472) Wang (王若思), a licensed former licensee with CE reference BMT472. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-23 | 2024-01-03 |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-18 | 2024-01-03 |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 9 — Asset management | 2022-02-18 | 2024-01-03 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-12 | 2022-01-29 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-04-12 | 2022-01-29 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-18 | 2021-03-12 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-18 | 2021-03-12 |