Sophie Shufei Chapman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sophie Shufei Chapman ( ), a licensed former licensee with CE reference BMT331. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2019-05-02 | 2022-01-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-28 | 2022-01-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-28 | 2019-05-02 |