Xiaofan (SFC:BMR624) Wu
吳小凡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaofan (SFC:BMR624) Wu (吳小凡), a licensed former licensee with CE reference BMR624. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 - Asset management | 2024-11-04 | 2025-07-08 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-02 | 2025-07-08 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-02 | 2025-07-08 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-02 | 2024-09-26 |