Zhuoyi Li
李卓异
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuoyi Li (李卓异), a licensed former licensee with CE reference BMP472. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-03-19 | 2021-02-26 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-07 | 2021-02-26 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-07 | 2021-02-26 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2018-04-03 | 2019-01-29 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2018-04-03 | 2019-01-29 |