Wendy Miller Cromwell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Miller Cromwell ( ), a licensed former licensee with CE reference BMP298. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-04 | 2018-04-07 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-04 | 2018-04-07 |