Lok Man (SFC:BMO599) Chan
陳樂文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Man (SFC:BMO599) Chan (陳樂文), a licensed former licensee with CE reference BMO599. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-21 | 2023-02-01 |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-21 | 2023-02-01 |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
Rep | Type 9 — Asset management | 2022-01-21 | 2023-02-01 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-26 | 2020-12-30 |