Dawn Sarni Silvia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dawn Sarni Silvia ( ), a licensed former licensee with CE reference BML380. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-12 | 2018-03-16 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2018-03-12 | 2018-03-16 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2018-03-12 | 2018-03-16 |