Wang Li Connie Kwok
郭弘琍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wang Li Connie Kwok (郭弘琍), a licensed former licensee with CE reference BMK652. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-12 | 2019-07-02 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-12 | 2019-07-02 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-06 | 2018-05-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-06 | 2018-05-29 |