Mark David Mandel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark David Mandel ( ), a licensed former licensee with CE reference BMK027. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-13 | 2023-01-20 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2023-01-13 | 2023-01-20 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-27 | 2018-03-01 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-27 | 2018-03-01 |