Ka Man (SFC:BMI099) Chong
莊嘉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Man (SFC:BMI099) Chong (莊嘉敏), a licensed former licensee with CE reference BMI099. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-08 | 2022-06-17 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-10-08 | 2022-06-17 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-12 | 2019-05-14 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-02-12 | 2019-05-14 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-12 | 2019-05-14 |