Yuen Yi Law
羅沅怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Yi Law (羅沅怡), a licensed former licensee with CE reference BMF146. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-31 | 2022-07-13 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-31 | 2022-07-13 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-05 | 2019-03-11 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-05 | 2019-03-11 |