Tong (SFC:BLY494) Chen
陳童
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tong (SFC:BLY494) Chen (陳童), CE reference BLY494. Currently licensed at 1 firm(s): Natixis Asia Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2019-06-27 | present |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2019-06-27 | present |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-18 | 2019-05-17 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-17 | 2019-05-17 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-17 | 2019-05-17 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-01 | 2018-06-15 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-02-01 | 2018-06-15 |