Nicholas Patrick Shaw
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Patrick Shaw ( ), a licensed former licensee with CE reference BLY361. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-08 | 2018-06-15 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-08 | 2018-06-15 |