Carl James Harris
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carl James Harris ( ), a licensed former licensee with CE reference BLV215. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rivendell Partners Limited | RO | Type 9 — Asset management | 2018-05-24 | 2018-10-18 |