Peng (SFC:BLU747) Shangguan
上官鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng (SFC:BLU747) Shangguan (上官鵬), CE reference BLU747. Currently licensed at 1 firm(s): GF International Investment Management Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-30 | present |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-30 | present |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-30 | present |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-27 | 2018-08-30 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-27 | 2018-08-30 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-12-27 | 2018-08-30 |