Liu Li
李柳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liu Li (李柳), a licensed former licensee with CE reference BLR922. This person has 5.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| O F Capital (Hong Kong) Co., Limited 東方富海資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-13 | 2024-09-30 |
| O F Capital (Hong Kong) Co., Limited 東方富海資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-13 | 2024-09-30 |
| O F Capital (Hong Kong) Co., Limited 東方富海資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-07-13 | 2024-09-30 |
| HongKong Yangtze River Asset Management Company Limited 香港揚子江資產管理有限公司 |
RO | Type 9 - Asset management | 2018-05-08 | 2022-02-09 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Liu Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yi Yang | HongKong Yangtze River Asset Management Company Limited | 2018–2021 |
| Lishan Wu | HongKong Yangtze River Asset Management Company Limited | 2019–2022 |
| Ye Tao | HongKong Yangtze River Asset Management Company Limited | 2018–2020 |
| Xuan Cui | O F Capital (Hong Kong) Co., Limited | 2023–2024 |
| Xiaoming Kuang | O F Capital (Hong Kong) Co., Limited | 2023–2024 |
| Peck Hwee Celene Loo | O F Capital (Hong Kong) Co., Limited | 2023–2024 |
| Xinlin Wang | O F Capital (Hong Kong) Co., Limited | 2023–2024 |