Liu Li
李柳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liu Li (李柳), a licensed former licensee with CE reference BLR922. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| O F Capital (Hong Kong) Co., Limited 東方富海資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-13 | 2024-09-30 |
| O F Capital (Hong Kong) Co., Limited 東方富海資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-13 | 2024-09-30 |
| O F Capital (Hong Kong) Co., Limited 東方富海資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-07-13 | 2024-09-30 |
| HongKong Yangtze River Asset Management Company Limited 香港揚子江資產管理有限公司 |
RO | Type 9 — Asset management | 2018-05-08 | 2022-02-09 |