Rickie Graham Ball
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rickie Graham Ball, a licensed former licensee with CE reference BLP740. This person has 6.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-11 | 2024-06-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-01-11 | 2024-06-30 |