Johnny Ly
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Ly, a licensed former licensee with CE reference BLP129. This person has 0.5 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-10 | 2018-07-13 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-10 | 2018-07-13 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 - Asset management | 2018-01-10 | 2018-07-13 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Johnny Ly during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.