Johnny Ly
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Ly ( ), a licensed former licensee with CE reference BLP129. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-10 | 2018-07-13 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-10 | 2018-07-13 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2018-01-10 | 2018-07-13 |