Michael Palma

CE No. BLL845 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Palma, a licensed former licensee with CE reference BLL845. This person has 0.6 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Mirabaud (Asia) Limited Rep Type 1 - Dealing in securities 2018-02-26 2018-02-26
Mirabaud (Asia) Limited Rep Type 4 - Advising on securities 2018-02-26 2018-02-26
Mirabaud (Asia) Limited RO Type 1 - Dealing in securities 2018-02-26 2018-10-16
Mirabaud (Asia) Limited RO Type 4 - Advising on securities 2018-02-26 2018-10-16

Worked alongside

The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Palma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Mei Yee Woo Mirabaud (Asia) Limited 2018
Andrew Kenneth Clarke Mirabaud (Asia) Limited 2018
Jin Sekiguchi Mirabaud (Asia) Limited 2018
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