Shaun Christopher Baker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaun Christopher Baker, a licensed former licensee with CE reference BLL069. This person has less than 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-27 | 2017-11-29 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-11-27 | 2017-11-29 |