Shaun Christopher Baker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaun Christopher Baker ( ), a licensed former licensee with CE reference BLL069. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-27 | 2017-11-29 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-27 | 2017-11-29 |