Wai To Daniel Ku
顧維道
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai To Daniel Ku (顧維道), a licensed former licensee with CE reference BLI648. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Optiver Trading Hong Kong Limited | RO | Type 1 — Dealing in securities | 2018-07-04 | 2022-02-28 |
| Optiver Trading Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2018-07-04 | 2022-02-28 |
| Alternative Value Investments Limited | Rep | Type 4 — Advising on securities | 2017-12-01 | 2018-05-07 |