Nicholas Andrew Croom
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Andrew Croom ( ), a licensed former licensee with CE reference BLI475. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-30 | 2018-08-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2018-07-30 | 2018-08-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-27 | 2017-11-03 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2017-10-27 | 2017-11-03 |