Simon David Redman

CE No. BLF884 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon David Redman (), a licensed former licensee with CE reference BLF884. Total licence records on file: 26.

Licence history

FirmRoleRegulated activityFromTo
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 4 - Advising on securities 2024-12-06 2024-12-12
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 4 - Advising on securities 2022-01-14 2022-01-28
Invesco Asset Management Asia Limited
景順投資管理亞洲有限公司
Rep Type 1 - Dealing in securities 2020-01-07 2020-01-11
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 1 - Dealing in securities 2020-01-07 2020-01-11
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 4 - Advising on securities 2020-01-07 2020-01-11
Invesco Asset Management Asia Limited
景順投資管理亞洲有限公司
Rep Type 1 - Dealing in securities 2019-08-22 2019-08-27
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 1 - Dealing in securities 2019-08-22 2019-08-27
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 4 - Advising on securities 2019-08-22 2019-08-27
Invesco Asset Management Asia Limited
景順投資管理亞洲有限公司
Rep Type 1 - Dealing in securities 2019-04-23 2019-04-26
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 1 - Dealing in securities 2019-04-23 2019-04-26
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 4 - Advising on securities 2019-04-23 2019-04-26
Invesco Asset Management Asia Limited
景順投資管理亞洲有限公司
Rep Type 1 - Dealing in securities 2019-03-06 2019-03-09
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 1 - Dealing in securities 2019-03-06 2019-03-09
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 4 - Advising on securities 2019-03-06 2019-03-09
Invesco Asset Management Asia Limited
景順投資管理亞洲有限公司
Rep Type 1 - Dealing in securities 2018-11-27 2018-11-30
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 1 - Dealing in securities 2018-11-27 2018-11-30
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 4 - Advising on securities 2018-11-27 2018-11-30
Invesco Asset Management Asia Limited
景順投資管理亞洲有限公司
Rep Type 1 - Dealing in securities 2018-09-19 2018-09-22
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 1 - Dealing in securities 2018-09-19 2018-09-22
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 4 - Advising on securities 2018-09-19 2018-09-22
Invesco Asset Management Asia Limited
景順投資管理亞洲有限公司
Rep Type 1 - Dealing in securities 2018-06-08 2018-06-13
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 1 - Dealing in securities 2018-06-08 2018-06-13
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 4 - Advising on securities 2018-06-08 2018-06-13
Invesco Asset Management Asia Limited
景順投資管理亞洲有限公司
Rep Type 1 - Dealing in securities 2017-10-23 2017-10-27
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 1 - Dealing in securities 2017-10-23 2017-10-27
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 4 - Advising on securities 2017-10-23 2017-10-27

Related