Ka Wai (SFC:BLF061) Chan
陳嘉偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai (SFC:BLF061) Chan (陳嘉偉), a licensed former licensee with CE reference BLF061. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-12-23 | 2023-10-13 |
| RaffAello Capital Limited | Rep | Type 6 — Advising on corporate finance | 2021-01-20 | 2021-12-09 |
| Giraffe Capital Limited 智富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-29 | 2020-07-31 |
| Giraffe Capital Limited 智富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-03-29 | 2020-07-31 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-30 | 2019-03-02 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-30 | 2019-03-02 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-20 | 2019-03-02 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-20 | 2019-03-02 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-10-13 | 2018-07-14 |