Nicholas Ting
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Ting ( ), a licensed former licensee with CE reference BLD323. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-26 | 2022-12-09 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-08-26 | 2022-07-14 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-12 | 2020-08-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-02-12 | 2020-08-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-06 | 2020-02-12 |