Samir Bhandari
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samir Bhandari ( ), a licensed former licensee with CE reference BLC120. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-10 | 2021-12-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-05-10 | 2021-12-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-26 | 2021-05-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-26 | 2021-05-10 |