Li Xiao
肖傈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Xiao (肖傈), a licensed former licensee with CE reference BKW546. This person has 2.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oscar and Partners Capital Limited 奧陸資本有限公司 |
Rep | Type 9 - Asset management | 2020-06-17 | 2021-01-22 |
| Oscar and Partners Capital Limited 奧陸資本有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-04 | 2021-01-22 |
| Cinda International Research Limited 信達國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-18 | 2020-02-15 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-13 | 2018-06-29 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 9 - Asset management | 2017-09-13 | 2018-06-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Xiao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.