Lok Tin Lio
廖樂天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Tin Lio (廖樂天), a licensed former licensee with CE reference BKV993. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-12 | 2018-04-16 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-12 | 2018-04-16 |