Zhangyi Yang
楊章藝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhangyi Yang (楊章藝), a licensed former licensee with CE reference BKU681. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-20 | 2022-08-16 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-04 | 2022-08-16 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-05-04 | 2022-08-16 |
| DL Family Office (HK) Limited 德林家族辦公室（香港）有限公司 |
Rep | Type 9 — Asset management | 2020-08-28 | 2021-03-29 |
| DL Family Office (HK) Limited 德林家族辦公室（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-17 | 2021-03-29 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-07-07 | 2020-07-27 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-02 | 2020-07-27 |
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-20 | 2020-03-04 |
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-02-20 | 2020-03-04 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-29 | 2020-02-07 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2019-03-29 | 2020-02-07 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-14 | 2019-02-23 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-01-14 | 2019-02-23 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-08 | 2019-02-23 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-08 | 2019-02-23 |