Adrian Lap Kuen So
蘇立權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adrian Lap Kuen So (蘇立權), a licensed former licensee with CE reference BKR795. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-18 | 2023-05-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-02-18 | 2023-05-23 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-23 | 2020-05-22 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-28 | 2020-05-22 |