Yichao Zuo
左一超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yichao Zuo (左一超), a licensed former licensee with CE reference BKO558. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lakala International Asset Management Limited 拉卡拉國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-14 | 2023-09-01 |
| Lakala International Asset Management Limited 拉卡拉國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-14 | 2023-09-01 |
| Lakala International Asset Management Limited 拉卡拉國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-08-14 | 2023-09-01 |
| QMIS Securities Limited 華亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-02 | 2019-08-16 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-02 | 2019-08-16 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-30 | 2018-07-31 |
| Zhonghui International Futures Company Limited 中輝國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-30 | 2018-07-31 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-30 | 2018-07-31 |