Alex Chiu Lam Lo
勞昭霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Chiu Lam Lo (勞昭霖), a licensed former licensee with CE reference BKN521. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-17 | 2019-08-12 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-17 | 2019-08-12 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-23 | 2018-04-08 |
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-21 | 2018-04-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-21 | 2018-04-08 |
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-08-21 | 2018-04-08 |