Shuk Sui Lo
盧淑穗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Sui Lo (盧淑穗), a licensed former licensee with CE reference BKM815. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Fung Securities Limited 大豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-08 | 2022-04-24 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-06 | 2019-06-23 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-09-06 | 2019-06-23 |
| Solo Securities Limited 高歌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-18 | 2018-08-15 |
| Solo Futures Limited 高歌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-18 | 2018-08-15 |