Xiaohan Yan
顏笑寒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaohan Yan (顏笑寒), a licensed former licensee with CE reference BKL836. This person has 0.7 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-21 | 2018-05-10 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-21 | 2018-05-10 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaohan Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.