Pengyu Yi
易鵬宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pengyu Yi (易鵬宇), a licensed former licensee with CE reference BKJ155. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-02 | 2023-06-30 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-02 | 2023-06-30 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-11-27 | 2023-06-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-09 | 2019-11-01 |