Xiaoqin Shi
施小芹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoqin Shi (施小芹), a licensed former licensee with CE reference BKG038. This person has 2.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rui Da International Asset Management (Hong Kong) Limited 瑞達國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-22 | 2019-09-20 |
| Rui Da International Asset Management (Hong Kong) Limited 瑞達國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-08-22 | 2019-09-20 |
| Rui Da International Finance Holding Limited 瑞達國際金融控股有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-08-24 | 2019-09-20 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoqin Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.