Hui Hua Tan
陳慧華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Hua Tan (陳慧華), a licensed former licensee with CE reference BKC670. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-03 | 2020-03-10 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-21 | 2019-01-25 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-08-21 | 2019-01-25 |