Yang (SFC:BKC105) Lu
陸洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BKC105) Lu (陸洋), a licensed former licensee with CE reference BKC105. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-23 | 2018-09-13 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-04-23 | 2018-09-13 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2018-04-23 | 2018-09-13 |