Yang (SFC:BKB919) Yu
郁泱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BKB919) Yu (郁泱), CE reference BKB919. Currently licensed at 1 firm(s): GF Securities (Hong Kong) Brokerage Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-09 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-27 | 2022-12-09 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-02-19 | 2022-05-31 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-02-19 | 2022-05-31 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 9 — Asset management | 2021-02-19 | 2022-05-31 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-10-06 | 2021-02-19 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-25 | 2021-02-19 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-25 | 2021-02-19 |