Kwok Man Li
李國文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Man Li (李國文), a licensed former licensee with CE reference BKA616. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-01 | 2022-12-05 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 4 — Advising on securities | 2020-06-01 | 2020-10-31 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-04 | 2020-10-31 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-05 | 2018-09-05 |