Yang (SFC:BKA417) Du
杜洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BKA417) Du (杜洋), a licensed former licensee with CE reference BKA417. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-17 | 2019-10-31 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-17 | 2019-10-31 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-17 | 2019-10-31 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-17 | 2019-07-03 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-16 | 2019-07-03 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-16 | 2019-07-03 |