Chenxi Liu
劉晨曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chenxi Liu (劉晨曦), a licensed Representative with CE reference BJZ592. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-18 | present |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-01 | 2019-10-18 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-01 | 2019-10-18 |