Wai Yee Yam
任慧懿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yee Yam (任慧懿), a licensed former licensee with CE reference BJY151. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-21 | 2019-06-20 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 — Advising on securities | 2018-12-21 | 2019-06-20 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 — Asset management | 2018-12-21 | 2019-06-20 |