Adam Todd Puritz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Todd Puritz ( ), a licensed former licensee with CE reference BJV177. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-15 | 2020-12-31 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 4 — Advising on securities | 2017-09-15 | 2020-12-31 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 9 — Asset management | 2017-09-15 | 2020-12-31 |