Hau Kuk Ngan
顏巧菊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Kuk Ngan (顏巧菊), a licensed former licensee with CE reference BJU818. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Patrons Securities Limited 百惠證券有限公司 |
RO | Type 4 — Advising on securities | 2022-04-27 | 2022-08-31 |
| Patrons Securities Limited 百惠證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-04 | 2022-08-31 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-05 | 2020-08-28 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2018-06-11 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-10 | 2017-10-02 |