Hau Kuk Ngan
顏巧菊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Kuk Ngan (顏巧菊), a licensed former licensee with CE reference BJU818. This person has 5.0 years of SFC licence history. Total licence records on file: 5.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Patrons Securities Limited 百惠證券有限公司 |
RO | Type 4 - Advising on securities | 2022-04-27 | 2022-08-31 |
| Patrons Securities Limited 百惠證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-09-04 | 2022-08-31 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-05 | 2020-08-28 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2018-06-11 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-10 | 2017-10-02 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Hau Kuk Ngan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Man Kin Yeung | Patrons Securities Limited | 2020–2022 |
| Chi Yung Sam | Patrons Securities Limited | 2020–2022 |
| Yat Sing Leung | Patrons Securities Limited | 2020–2022 |
| Ho Chi Dominic Yip | Patrons Securities Limited | 2021–2022 |
| Wing Hei Hayley Lung | Patrons Securities Limited | 2021–2022 |
| Tsz Kin Mak | Patrons Securities Limited | 2021–2022 |