Thomas Hunter Duff
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Hunter Duff ( ), a licensed former licensee with CE reference BJU626. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-03 | 2018-07-09 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-03 | 2018-07-09 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-23 | 2017-06-30 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-23 | 2017-06-30 |