Clifford Ian Gordon-Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clifford Ian Gordon-Smith ( ), a licensed former licensee with CE reference BJQ973. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-09 | 2019-10-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-28 | 2019-07-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-02 | 2017-06-09 |