Bruce Shing Hong Tsoi
蔡承康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bruce Shing Hong Tsoi (蔡承康), a licensed former licensee with CE reference BJQ238. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-14 | 2020-05-29 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-06 | 2019-03-01 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-06 | 2019-03-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-29 | 2018-05-11 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-05-29 | 2018-05-11 |