Rooin Shamloo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rooin Shamloo ( ), a licensed former licensee with CE reference BJP603. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-24 | 2025-03-24 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-24 | 2025-03-24 |